The Future of Claims Against Mutual Funds
Editor's Note: This post comes to us from David M. Geffen of Dechert LLP. My recent article, “A Shaky Future for Securities Act Claims Against Mutual Funds“, considers the liability of mutual fund...
View ArticleWhen Fund Directors Get Sued
Editor's Note: This post comes to us from David Geffen. Mr. Geffen is counsel at Dechert LLP, focusing his practice on investment companies and advisers. This post is based on two articles by Mr....
View ArticleDodd-Frank and Mutual Funds: Alternative Approaches to Systemic Risk
Editor's Note: This post comes to us from David M. Geffen, Counsel at Dechert LLP who specializes in working with investment companies and their investment advisers. This post is based on a article by...
View ArticleFederal District Court Rebuffs Mutual Fund’s Prospectus Liability
Editor's Note: This post comes to us from David M. Geffen, Counsel at Dechert LLP who specializes in working with investment companies and their investment advisers. This post is based on a Dechert...
View ArticleMutual Fund Sales Notice Fees
Editor's Note: The following post comes to us from David M. Geffen, counsel at Dechert LLP who specializes in working with investment companies and their investment advisers. My recent article, Mutual...
View ArticleThe Future of Claims Against Mutual Funds
Posted by Andrew Tuch, co-editor, HLS Forum on Corporate Governance and Financial Regulation, on Saturday, March 14, 2009 Editor's Note: This post comes to us from David M. Geffen of Dechert LLP. My...
View ArticleWhen Fund Directors Get Sued
Posted by Scott Hirst, co-editor, HLS Forum on Corporate Governance and Financial Regulation, on Thursday, September 9, 2010 Editor's Note: This post comes to us from David Geffen. Mr. Geffen is...
View ArticleDodd-Frank and Mutual Funds: Alternative Approaches to Systemic Risk
Posted by Scott Hirst, co-editor, HLS Forum on Corporate Governance and Financial Regulation, on Thursday, February 10, 2011 Editor's Note: This post comes to us from David M. Geffen, Counsel at...
View ArticleFederal District Court Rebuffs Mutual Fund’s Prospectus Liability
Posted by Scott Hirst, co-editor, HLS Forum on Corporate Governance and Financial Regulation, on Sunday, June 5, 2011 Editor's Note: This post comes to us from David M. Geffen, Counsel at Dechert LLP...
View ArticleMutual Fund Sales Notice Fees
Posted by Noam Noked, co-editor, HLS Forum on Corporate Governance and Financial Regulation, on Monday, November 5, 2012 Editor's Note: The following post comes to us from David M. Geffen, counsel at...
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