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The Future of Claims Against Mutual Funds

Editor's Note: This post comes to us from David M. Geffen of Dechert LLP. My recent article, “A Shaky Future for Securities Act Claims Against Mutual Funds“, considers the liability of mutual fund...

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When Fund Directors Get Sued

Editor's Note: This post comes to us from David Geffen. Mr. Geffen is counsel at Dechert LLP, focusing his practice on investment companies and advisers. This post is based on two articles by Mr....

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Dodd-Frank and Mutual Funds: Alternative Approaches to Systemic Risk

Editor's Note: This post comes to us from David M. Geffen, Counsel at Dechert LLP who specializes in working with investment companies and their investment advisers. This post is based on a article by...

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Federal District Court Rebuffs Mutual Fund’s Prospectus Liability

Editor's Note: This post comes to us from David M. Geffen, Counsel at Dechert LLP who specializes in working with investment companies and their investment advisers. This post is based on a Dechert...

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Mutual Fund Sales Notice Fees

Editor's Note: The following post comes to us from David M. Geffen, counsel at Dechert LLP who specializes in working with investment companies and their investment advisers. My recent article, Mutual...

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The Future of Claims Against Mutual Funds

Posted by Andrew Tuch, co-editor, HLS Forum on Corporate Governance and Financial Regulation, on Saturday, March 14, 2009 Editor's Note: This post comes to us from David M. Geffen of Dechert LLP. My...

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When Fund Directors Get Sued

Posted by Scott Hirst, co-editor, HLS Forum on Corporate Governance and Financial Regulation, on Thursday, September 9, 2010 Editor's Note: This post comes to us from David Geffen. Mr. Geffen is...

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Dodd-Frank and Mutual Funds: Alternative Approaches to Systemic Risk

Posted by Scott Hirst, co-editor, HLS Forum on Corporate Governance and Financial Regulation, on Thursday, February 10, 2011 Editor's Note: This post comes to us from David M. Geffen, Counsel at...

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Federal District Court Rebuffs Mutual Fund’s Prospectus Liability

Posted by Scott Hirst, co-editor, HLS Forum on Corporate Governance and Financial Regulation, on Sunday, June 5, 2011 Editor's Note: This post comes to us from David M. Geffen, Counsel at Dechert LLP...

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Mutual Fund Sales Notice Fees

Posted by Noam Noked, co-editor, HLS Forum on Corporate Governance and Financial Regulation, on Monday, November 5, 2012 Editor's Note: The following post comes to us from David M. Geffen, counsel at...

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